Year : 2012

Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of

operators had liquidity problems and risks exposure on their asset keeping, the SEC, on 30 December 2022, had therefore instructed DA operators to provide their clients with information disclosure and risk

Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities

Bangkok, April 29, 2016 ? The SEC is seeking public comments on draft rules concerning guidelines for post-offering disclosure of information to be imposed specifically on property funds

SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available

Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SEC has launched information station microsite about capital market fundraising under the name “Start to grow” (www.sec.or.th

access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information

complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to promote more timely information  disclosure without imposing an undue burden on the issuer. The SEC