control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn http

issue of time-consuming process for verification of bondholders’ ownership and the lack of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7874 SEC Board approves rules governing digital asset

, some brokers issue margin loans at a high proportion compared to their financial position, while many other brokers concentrate their margin loans in a limited number of clients and collateral

that good corporate governance is a very important issue. Company directors and management who are responsible for laying down policies and business operation should be aware of its importance and help

สถาบันจัดอันดับความน่าเชื่อถือที่ได้รับการยอมรับจาก ก.ล.ต. หรือ กรณีที่ได้รับ rating ต่ำกว่า investment grade หรือไม่มี rating ในการเสนอขายครั้งแรก ในแต่ละ issue นั้น ต้องมีบริษัทจัดการซื้อเพื่อกองทุนภาย

investment grade หรือไม่มี rating ในการเสนอขายครั้งแรก ในแต่ละ issue นั้น ต้องมีบริษัทจัดการซื้อเพื่อกองทุนภายใต้การจัดการไม่ต่ำกว่า 3 บริษัท

investments. However, such structured notes shall be offered for sale to institutional investors only. 4. All debt securities offered for sales are allowed to use issuer rating, issue rating or guarantor

resulting from the transfer of PA?s assets to N-PARK at book value which may be lower than market value. The SEC had informed the management of N-PARK on this issue and, on September 6, 2004, N-PARK?s Board

take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii

attractive investment destination from all over the world. As Thai capital market regulator, the SEC has always put this issue amongst its priorities and given full support.?Thailand Investment Conference on