asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
and Chinese delegates agreed to regularly hold executives? meeting to continue exploring the idea and move forward for more concrete collaboration in the future.
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward
’ sustainability disclosures through the 56-1 One Report and outlined future plans to elevate ESG reporting standards to align with international standards. These efforts aim to strengthen the competitiveness of
event, experts from Secure D Co., Ltd. and SEC Playground Co., Ltd. were guest speakers in a workshop attended by 120 IT security and cybersecurity personnel from the financial sector. The aim was to
proposed by the SET. These amendments aim to enhance oversight of orderly securities trading by removing Non-SET100 Index securities from short selling eligibility. These SET’s regulations will take effect
investment trusts (REIT), infrastructure funds and infrastructure trusts.The proposed revisions aim to enhance transparency in executing such types of transactions while the unitholders to be affected by such
objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase
-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well as the capital market system.The consultation paper is available on