investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
fund in accordance with the notification on investment, the prospectus thereof shall have at least the information on the date of approval to establish the mutual fund and the fact sheet of the fund
first time, such appraisal company shall submit an application in respect of its personnel to be lead appraiser at least 2 persons as well. Clause 7 The appraisal company submitting the application as
committee via other method and the meeting can be start sooner than mentioned above. If at least two committees requested for a meeting, the chairman should take any action to have such meeting to be held
directors and containing at least details as specified in the provisions under Clause 8. The policy shall be reviewed on its efficiency and appropriateness at least once a year or promptly upon occurrence of
Chapter 2. Chapter 1 Retail trust ___________________ Clause 3 The trust instrument of a retail trust shall compose at least the stipulations concerning the following matters; (1) the creation of trust
the SEC Office of the details regarding the establishing domestic branch office, by using the form as provided on the SEC Office’s website, at least 5 business days before the opening date; or (2) in
least 5 business days before the opening date; or (2) in case of oversea branch office, the intermediary shall submit an application for obtaining an approval, by using the form as provided on the SEC