Adamas Incorporation Public Company Limited Adamas Incorporation Public Company Limited (“ADAM”), a securities issuer, failed to prepare and submit the reviewed financial statements for Q2/2015 to

Adamas Incorporation Public Company Limited Adamas Incorporation Public Company Limited (“ADAM”), a securities issuer, failed to prepare and submit the reviewed financial statements for Q1/2015 to

, ROOJAI prepared and submitted such document on 15 July 2022, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board

submitted such document on 15 July 2022, which failed to prepare and submit financial statement within the period specified by the Notification of the Capital Market Supervisory Board. SEC Act S.56(4

Asia Wealth Securities Public Company Limited Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net capital (NC

Asia Wealth Securities Public Company Limited Between March 26, 2021 and February 11, 2022, Asia Wealth Securities Public Company Limited, as a securities and derivatives broker, failed to maintain

, PHUKET prepared and submitted such document on 10 May 2022, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying

securities via her nominees' securities accounts but failed to prepare and disclose report on change in her holding to the SEC Office within the period specified in the notification of the Capital Market