understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA

in Malaysia, Singapore and Thailand ("member jurisdictions").   This announcement follows the signing of the Memorandum of Understanding for the ASEAN CIS Framework by the Securities Commission of

Recommendations, prepared by the SEC with support from the TCFD, is a vital tool for listed companies, investment analysts and asset managers to gain a better understanding of climate-related financial

will apply to enter into the committer list of IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU). This will benefit the Thai

Memorandum of Understanding with the Israel Securities Authority to promote exchange of information for the mutual benefits of capital market supervision.

Securities Commissions ? Asia-Pacific Regional Committee) ในการประชุมประจำปี และได้ลงนามบันทึกความเข้าใจ (Memorandum of Understanding : MoU) กับ ก.ล.ต. เวียดนาม (State Securities Commission of Vietnam) ที่

(ศูนย์ซื้อขาย) โดยศูนย์ซื้อขายดังกล่าวต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลที่เป็นสมาชิกของ IOSCO ซึ่งเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning

gather information on name, last name, nationality, occupation, residential address, contacting address, name of ultimate beneficial owner, name of ultimate controlling person, name of the entity

) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must gather information on name, last

), the securities company must gather information on name, last name, nationality, occupation, residential address, contacting address, name of ultimate beneficial owner, name of ultimate controlling