Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
T.N.N. (Thailand) Co., Ltd. T.N.N. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16
A.L.T.I. Co., Ltd. A.L.T.I. Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives
Mr. Sakda Pannitamai Mr. Sakda Pannitamai (nicknamed Kwan/Sa/Pat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating
Mr. Chukiat Pannitamai Mr. Chukiat Pannitamai (nicknamed Tong/Cat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating
Miss Vorarat Chanokul Miss Vorarat Chanokul (nicknamed Rat/Rin/Add) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating
Miss Tassanee Somthong Miss Tassanee Somthong (nicknamed Gie/Imm) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating
Miss Kanokwan Narkbaat Miss Kanokwan Narkbaat (or Penpatchamon/Patchamon Pannarai) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses