ABC shares. 13/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 57,967,544.09 Baht
made at more than 80% of the project. 3. Investment must not be in small units such as individual houses or condominium units. 4. Asset appraisal must be made by an asset appraiser determined by SEC. In
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
remaining share will be determined to the existing shareholder who subscribed and paid up by its allotment and be able to over-subscribe to its allotment. WCIH determined the date to subscribed and paid up
transactions of loans to buy assets of clients with investment accounts with securities companies or can be identified as “margin loan.”SET President Dr. Pakorn Peetathawatchai said “SET is determined to
determined by the basis of Total value of net tangible assets method, which the Company never has disposition of assets during the six months preceding, and it does not exceed 15%, the Company is exempted from