investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The
parties. For the SEC, the promotion of financial literacy has been continuing for years. We hope to see all the parties concerned strengthen the collaboration and take up this matter seriously.?Dr.Prasarn
exercise their voting rights in the same direction and agree to jointly manage a business, which is considered to be acting in concert as a result of the nature of a relationship or behaviour according to
and agree to jointly manage a business, which is considered to be acting in concert as a result of the nature of a relationship or behaviour according to Clause 2 (1) of the Notification of the Capital
conduct their functions pursuant to such policy. Clause 18 The policy to prevent and manage conflicts of interest as prescribed in Clause 17 shall describe at least the following contents: (1) identifying
functions pursuant to such policy. Clause 18 The policy to prevent and manage conflicts of interest as prescribed in Clause 17 shall describe at least the following contents: (1) identifying conflicts of
functions pursuant to such policy. Clause 18 The policy to prevent and manage conflicts of interest as prescribed in Clause 17 shall describe at least the following contents: (1) identifying conflicts of
of the information disclosed. To maintain their level of audit quality and manage risks, audit firms began to set a policy for the audit staff to gradually reduce the staff’s personal assurance
for sales management and system development to support the work of sales channels in the future. Translation .../2 - 2 - (5) Purpose of transaction : To manage sales and develop the system to support
year Baht 642. 53 million or 87. 40% due to the continuing high demand of new products launched in Q4/ 2020. Moreover, the Company was able to manage inventory to support customer demand by the high