, which was deemed a failure to comply with the investor’s order. {A}’s misconduct above contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board.* In
The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter
The Capital Market Supervisory Board (CMSB)’s Meeting No. 4/2021 dated 16 March 2021 passed a resolution approving in principle the regulatory revision following the cooperative plan of the BOT’s
-money Laundering Act B.E. 2542, as amended. In any case, filing a criminal complaint is mere commencement of the criminal procedures whereby the consideration of whether any person is guilty is subject
future application for approval as personnel in capital market business shall not be accepted for five years. In any case, since Krungthai Zmico has already suspended her from the role of investment
conference where the SEC will held it with the Revenue Department, the Federation of Thai Capital Market Organizations (FETCO), the AIMC, and the Stock Exchange of Thailand (SET).” Thailand ESG Fund is
Phunpha is an employee of a subsidiary company, who represented the Company to hold shares of UWM for due diligence purpose prior to the Transaction. 3.1.3 List of Board of Directors prior to the
transaction size in an acquisition or disposition of assets according to the calculation criteria of the Acquisition or Disposal Notifications, as follows. Criteria for calculating a Transaction size Formula
Phunpha is an employee of a subsidiary company, who represented the Company to hold shares of UWM for due diligence purpose prior to the Transaction. 3.1.3 List of Board of Directors priorto the Transaction
Clause 23(2) and having prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re