revoked; or in the case that the derivatives broker is part of a financial conglomerate with its shareholding structure, internal group audit and supervision carried out by another regulatory body as
to disclose information related to the arrangement of reserves in a manner that is accessible to the public; and (3) mutual fund supervision will primarily take into account unitholders’ benefits, with
งาน และงานที่ outsource ต้องอยู่ภายใต้การก ากับดูแล ที่มีประสิทธิภาพ (effective supervision) ด้วย เพ่ือให้เป็นไปตามหลักการส าคัญของการ outsource ข้างต้น ส านักงานเห็นควรปรับปรุง หลักเกณฑก์าร outsource
of at least the following systems: (1) a system for governing, supervision, and risk management of the REIT’s investment, which support REIT manager to conform to the trust instrument and to protect
relating to the capital market, as well as the services provided by the SEC Office in which you may be interested so as to effectively perform its duties and supervision. In this regard, the SEC Office will
accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in
management or supervision, in materiality, to undertake business efficiently and in compliance with related laws and regulations and fair treatment to investor or client or; (c) lack of financial stability to
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
satisfaction. In addition, the Company develops corporate governance and risk management continuously to maintain credibility and trust of all stakeholders. Besides operating under the supervision of the SEC/SET
Company develops corporate governance and risk management continuously to maintain credibility and trust of all stakeholders. Besides operating under the supervision of the SEC/SET, Bank of Thailand