unitholders supplementary information for decision-making and must report the monitoring results to the board of directors of the asset management company and SEC.The revision is made to align with the
complaint against the 13 offenders with the ECD for consideration of legal action. Since their wrongdoing is considered a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended
Bangkok, February 1, 2013 ? According to the news coverage, the Department of Special Investigation (DSI) on January 2, 2013 announced that the Special Investigation Working Team resolved to press
units if the sale/purchase value exceeds the threshold determined by the asset management company,- Charging additional fees from the redeeming investor when the redemption is made before the
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
made within 15 days after the end of the month. An exception however is made for those closed-end mutual funds whose investment data has already been disclosed in the fund prospectus.2. Funds of funds
capital market as a fund raising channel with competitive cost for businesses and foster the Thai capital market as a regional financial connector for fund raising and investment. Vorapol Socatiyanurak, SEC
SMEs located nationwide, this type of business is key to economic growth. Our mission is to facilitate fundraising through the capital market for SMEs such as issuance of bond and bill. Like the ?Pride
Bangkok, November 19, 2012 ? The SEC Mobile App ?start-to-invest? is now available for Android users after its debut on iPhone and iPad hit almost 50,000 downloads. Meanwhile, the SEC welcomes
main business is private fund management, to solve the detected issues in accordance with the standards and guidelines for business operation. The company has already taken action accordingly