units if the sale/purchase value exceeds the threshold determined by the asset management company,-       Charging additional fees from the redeeming investor when the redemption is made before the

complaint against the 13 offenders with the ECD for consideration of legal action. Since their wrongdoing is considered a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended

capital market as a fund raising channel with competitive cost for businesses and foster the Thai capital market as a regional financial connector for fund raising and investment. Vorapol Socatiyanurak, SEC

 Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance

made within 15 days after the end of the month. An exception however is made for those closed-end mutual funds whose investment data has already been disclosed in the fund prospectus.2. Funds of funds

SMEs located nationwide, this type of business is key to economic growth. Our mission is to facilitate fundraising through the capital market for SMEs such as issuance of bond and bill. Like the ?Pride

Bangkok, November 19, 2012 ? The SEC Mobile App ?start-to-invest? is now available for Android users after its debut on iPhone and iPad hit almost 50,000 downloads. Meanwhile, the SEC welcomes

companies. Additionally, the TLCA serves as a representative for listed companies in coordinating and monitoring the amendments to various regulations issued by regulators. This is to ensure that listed

lessen regulatory burden and further relief for businesses. At present, the reliefs  include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily