providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation

services and putting investors first, while discussed with the business operators for comments and suggestion on this issue. The proposed guidelines and this public hearing will be presented to business

among digital asset business operators while facilitating more efficient operation of digital asset fund managers. A public hearing on the proposed amendment showed unanimously positive responses.The SEC

supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that

also be interviewed by the SEC. The revision of qualifications aims to uplift quality and quantity of the valuers to serve fund raising through increasingly capital market product variety while helping

, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units

Kanjanopas) in trading shares of Karat Sanitaryware Plc. ("KARAT") through her own account by using inside information. Such information was obtained by Apichart while performing duty as a chief legal counsel

in the capital market. Under the draft regulation, business operators in the capital market will be required to set up independent compliance unit with sufficient personnel while head of compliance

amend project details, including inform every unitholder of the changes at least 60 days in advance. Within such period, asset management company must repurchase the fund?s units at least once, while

the market while investment in the instrument may associated with risks that are perhaps not known to investors; for instance, price of DW can be more fluctuated than that of its underlying securities