management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
business, by bringing such merchandise into and for sale in Thailand for the first time, resulting in S-TREK being very well-known in the IT business. The following years, S-TREK started expanding its
existing Thai regime for approved retail funds, this circular sets out the eligibility and ongoing requirements, as well as SEC rules, which a Hong Kong Covered Entity must satisfy if it intends to seek
matters related to compliance with this Notification as well as set penalty measures as a guideline for the SEC Office. The Committee under the first paragraph shall comprise no more than five experts in
portion of shares as well. In case where S-TREK’s audited financial statements for 12-month period ending on 31 December 2019 to ending on 31 December 2021 (3 years) have a net profit (excluding special
to gather the names of shareholders under Section 225 of the Securities and Exchange Act B.E. 2535 (as amended) by closing the share register book and suspension of share transfer, as well as to amend
intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
Asia), as well as stints at Bear, Stearns & Co and Peregrine Capital (USA) Inc. in New York. Mr.Surachet previously served as CEO of Maybank Investment Bank (formerly known as Aseambankers, the
. Mr.Surachet previously served as CEO of Maybank Investment Bank (formerly known as Aseambankers, the investment banking arm of Maybank), as well as Head of Corporate Investment Banking overseeing a portfolio of