delivering derivatives broker would be exempted from complying with clause 3 and clause 4 since such position has been transferred. Clause 8 All notifications of the SEC Office, directives and circulars issued
securities, such licensee shall be exempted from the minimum fees under Clause 6 for undertaking such securities businesses and the fees specified under Clause 7, Clause 8, and Clause 9, but shall pay the fee
institution established under specific law whose securities business is limited to debt securities, such licensee shall be exempted from the minimum fees under Clause 6 for undertaking such securities
Exempted / Light-touch offerings (sophisticated investors, retail investors with limit or private placements) Exempted / Light-touch offerings plus reliance on portal Proposed track for ICO (II/ VC/ PE/ UHNW
classified as a connected transaction which is exempted not requiring the Company to seek approval thereon from the shareholders meeting under Section 89/12 (1) of the Securities and Exchange Act B.E. 2535
leading to the consideration that such requirements or conditions to be exempted are insignificant to the consideration of the application for approval in such particular case and the benefits to be gained
and Exchange Commission No. Kor Mor. 10/2559 Re: Determination of Fees for Undertaking 6 Businesses according to Licenses dated 7 November 2016 shall be exempted from the fees specified under this