Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) which contains certain provisions in relation to restriction of right and
Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 67, Section 69(11) and Section 71(5) of the Securities and Exchange Act B.E. 2535 (1992), which
January 2005. Notified this 22nd day of December 2004. (Mr. Somkid Jatusripitak) Minister of Finance Chairman Securities and Exchange Commission 3 As amended by the Notification of the Securities and
receivables of securities borrowing; (g) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position
) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 4
-Unofficial Translation- Ministerial Regulation(B.E. 2532) Promulgated under the Provident Fund Act B.E. 2530 (as amended)* By virtue of Sections 4 and 6 of the Provident Fund Act B.E. 2530, the
Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
day of June 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Capital Market Supervisory Board 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re