instruction or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 107/2024
failure to submit an annual compliance report for the year 2023 to SEC office within the period specified in the notification of the Securities and Exchange Commission, resulted from the instruction or the
from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2025 Settlement Committee
instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 2/2025
the category of Private placement between Between 24 – 26 May 17, 2023 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction
the category of debenture without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a
offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction
Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(2)(3)(4) Criminal Complaint
instruction or the failure to give instruction which is a duty required to be performed. Criminal Complaints This case is in the process of inquiry by the inquiry official. SEC Act S.56(3) Criminal Complaint