session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar
limitations (the case of holding more than one-third of total outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding
limitations (the case of holding more than one-third of total outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding
Annualized return (%) Sources: Morningstar, Fund fact sheet, SEC database complied by Research Department of Thai SEC There were various policy actions taken by regulators. Making public awareness is one of an
, as well as taken into consideration the potential impact on the unitholders of each class. (3) Naming a mutual fund The name of a mutual fund shall not mislead investors about features, types
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control
, as well as taken into consideration the potential impact on the unitholders of each class. (3) Naming a mutual fund The name of a mutual fund shall not mislead investors about features, types
specify: ……………………………………………………………………………….. …………………………………………………………………………………………………………. …………………………………………………………………………………………………………. 4. Complaints that Complainant has taken Never complain this matter to the SEC
shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of