meeting appointment letter to the committee not less than seven (7) days before the meeting except the case of urgent meeting to preserve company’s benefit, then, the meeting appointment will be sent to the
seven million baht or more in case of excluding the annual income of the spouse’s; (c) having direct investment in securities or derivatives in the amount of not less than twenty-five million baht, or not
seventy million baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income of ten million baht or more, or seven million baht or more in case of
, or seven million baht or more in case of excluding the annual income of the spouse’s; (c) having direct investment in securities or derivatives in the amount of not less than twenty-five million baht
within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The provision in Clause 3(1)(b) shall not apply to
notify the fact in writing to the Office within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The
notify the fact in writing to the Office within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The
ratio] of not less than seven percent of the general liabilities and collateral at the end of any business day. The calculation of the net capital [and net capital ratio] under Paragraph 1 shall be in
Office of the Securities and Commission; (10)1 repealed. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven
. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven percent of the general liabilities and collateral at the