. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of
Obtaining Approval and Granting to Perform Trust Business The Notification of the Securities and Exchange Commission No. KorRor. 6/2558 Re: Rules for Being Settlor and Trustee of Infrastructure Trust The
Paragraph 1 shall be completed within twenty- one days from the date of obtaining the approval from the general shareholders’ meeting, but no later than four months from the end date of the fiscal year
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
Project participants and their supporters were awarded in recognition of their success in obtaining IPO approval under the criteria.Vorapol Socatiyanurak, SEC Secretary-General, said that ?Pride of the
: Clause 1 In this Notification: “ derivatives business operator ” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
& Methodology •Obtaining data since 29 Oct 2012 until 30 Oct 2014 from Data Stream and Set Smart BEFORE AFTER Contract Months 4 quarterly month 3 nearest consecutive months plus 1 quarterly month Strike Price
pertaining to rules for approval of offer for sale of units of the trust within five years before submitting the application Obtaining approval from the SEC, thereby in readiness of work systems and personnel