(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

disaster preparedness and response. The event took place on 6 December 2023, at the Queen Sirikit National Convention Center.

Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26 December 2023.Ms. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Nares Laopannarai, President of

business, and custodians for private funds and provident funds. The meeting took place at the SEC Building on 8 January 2024.

honored participants in the workshop which took place on 21 February 2024 at SEC Building.

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective Investment consultant ("IC

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for arranging and keeping

notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately

comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as