specified therein the Joint Venture Agreement. 2. The parties comply with terms and condition set forth therein the Joint Venture Agreement. 3. JV company has obtained all relevant licenses for the operation
accordance with the relevant rules and for the work unit responsible for post-trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be
operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in accordance with the relevant rules and for the work
control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The
million baht (applicable only to the CHO212A and CHO210A series); (3) Granting an exemption from an event of default under the terms and conditions for the bond issuer's engagement in debt
dividend pursuant to the applicable laws); (2) To acknowledge the allocation of the fund as legal reserve that the Company’s legal reserve has reached the threshold required by laws; 2 (3) To consider and
___________________ Chapter 1 Fund Managers __________________ Clause 3 In this Chapter, “relevant employee” means an employee of an investment management company who, in the course of his/her job duties, receives
to Issuance and Offer for Sale of Securities. Clause 3 This Notification shall be applicable to: (1) Application for Approval and Granting of Approval for an Offer for Sale of Depositary Receipts under
detailed rules and regulations applicable to its capital market. The first phase of the Framework is participated by 5 countries, namely (1) Thailand, (2) Malaysia, (3) Singapore, (4) Vietnam, and (5
) dated 7 December 2010. Clause 3 This Notification shall be applicable to the establishing of any intermediary’s branch office, excluding the branch office of [an intermediary which is] financial