The webinar was part of the action plans under the Strong Securities Issuers project initiated by the SEC in 2022, with the objective of enhancing good governance of securities issuers and encourage
for such products in Thailand as part of the initiatives under SEC Thailand’s sustainable finance roadmap. The meeting with LGX management will include a discussion on the possibility of technical
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
regulatory sandbox can be a protocol for further bond market development and other work processes in the capital market in the future. This regulatory sandbox is a major step forward and an important part
amended regulations in this matter have come into force since 16 July 2021. The AIMC is responsible for issuing relevant rules under the SEC’s approval, as part of the investor protection mechanism. If
while the investors can still access information through various channels such as the website of the Stock Exchange of Thailand.Moreover, the takeover regulations are part of the regulation amendment
digital token holders.The SEC has therefore amended the regulations governing supervision of real estate-backed ICO, as part of the short-term implementation plan to tighten supervision of digital token
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
of investment returns, currently Asset Management or REIT manager can disclose the funds’ estimated returns in an accounting period in the prospectus on a voluntary basis. As part of the new
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward