the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 75/2022 Dated

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2018 within 28 February 2019

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the financial statement for the year 2019 within 2 March 2020. However, EFORL prepared

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2019 within 2 March 2020. However

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the second quarter financial statement for the year 2020 within 14 August 2020

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the second quarter Management Discussion and Analysis for the year 2020 within 14

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the third quarter financial statement for the year 2020 within 16 November 2020

E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the third quarter Management Discussion and Analysis for the year 2020 within 16

SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to

Pittayasophon, provided an update on the progress of the Strong Securities Issuers Project to enhance the quality of listed companies and the duty performance of personnel in the capital market, with the main