to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5

. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request information from the executives of EIC in order to have

=7214&NewsNo=139&NewsYear=2561&Lang=TH4. SEC News No. 11/2019: SEC declines EARTH’s request for another extension of deadline for submitting the report on the re-assessment results of the fair value of

company directorship was still a subject of legal consideration. In this regard, IFEC proceeded to exercise its legal right to request for the Court to appoint a person to perform the duties of company

(ADB) at the ACMF's request. The ACMF will further discuss the recommendations with relevant stakeholders including the exchanges. At the ACMF's 26th meeting, the ACMF acknowledged ADB's support in

advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase

rules: (1) send a written request for the resolution of the unitholders or call a meeting of the unitholders; (2) provide sufficient information for the unitholders’ decision making in the written request

in the area of Board Responsibilities: Step 2:  Contacting the nominated companies to request additional information and arrange an interview with the Selection Sub-Committee: Step 3:  Presenting the

protection gap existed in investment adviser regulation.” DATA • Freedom of Information Act: Filed a request for all annual Form ADV filings for investment adviser information. + • SEC Investment Adviser

Canada 2016 US 2018 2018 Source: KPMG, Morningstar, Reuters, ESMA, BAFIN, FCA Internal study Request for collaboration Public awareness Name and shame Fee restriction Litigation Self discipline Market