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procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

the program is that it must be demonstrated that internal information is not used to the benefit the executives. Criteria for consideration Contribution must be regularly made to the program in order to

consider the restructure of the Company’s precision subsidiaries is deemed as internal organization restructure for the Company group, which does not fall into the scope of (a) the acquisition or the

into year-end due to continued strength at our customers taking into account the normal seasonal effects” 2. Outlook Marco environment experienced some notable headwinds particularly in the tourism

action necessary for the continuance of normal operation of the debtor’s business. However, on December 24, 2018, the Central Bankruptcy Court had made an order to dismiss the rehabilitation petition of

| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of

& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities

Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders