promotion; (3) provide investors with information that is complete, accurate, factual and not misleading; (4) act or refrain from acting in any way within a specified period in order for investors to make or
materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or before trading derivatives for the client, an
clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
quality or produced through a process of questionable integrity are either of little use to or misleading for market participants. Stale credit ratings that fail to reflect changes to the financial
) there are no grounds to suspect that the material information disclosed to the general public is incomplete or inadequate to support the investment decision making, or misleading; (8) the foreign entity
, or stabilized. SECTION 240 No person shall inform, disseminate, or certify any statement or information that is false or materially misleading about financial condition, business operation, the price
considered on a reasonable ground, indicates disclosure or dissemination of false or misleading information or documents, or concealment of any material facts which should have been expressly disclosed to
disclosed, nor statement that may be materially misleading. 2. Financial projection for the current year -None- 3. Pending material lawsuits or claims As of September 30, 2018, the Company has a pending legal
ท าให้เกิดความเข้าใจผิด (misleading) ด้วยเหตุนี้ แบบ filing ทั้งฉบับจึงค่อนข้างหนา ผู้ลงทุนต้องใช้เวลาค่อนข้างมากในการศึกษา ข้อมูล ในการน้ี ก.ล.ต. จึงได้ก าหนดให้มีการจัดท าข้อมูลสรุป (“executive