. − ✓ Except those having passed CISA Level 3. − − Remark 1 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized

management, etc. 22 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2

the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC

in news that the Crime Suppression Division (CSD) of the Royal Thai Police is investigating a crime of organized money laundering where the victim had been persuaded and allegedly conned out of

expand their business as criteria for consideration of their debt servicing ability, provided that clear and reliable documentary evidence is submitted.  Act Exempting Tax Penalties, Surcharges and

stringent laws, regulations and relevant standards. To tackle these challenges, we organized classes and seminars for stakeholders to expand their knowledge and upskill their proficiency in technologies

. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and

market voluntarily entered the Financial Sector Assessment Program co-organized by the International Monetary Fund and the World Bank. The SEC performed well in the area of market supervision with a

) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11

clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients