be in accordance with the following rules and conditions: (1) there shall be management of risks arising from outsourcing thereof; (2) there shall be a preventive measure to ensure business continuity
economic leader in the region. The SEC therefore assigns more focus on the developmental side of the regulator’s responsibility. MESSAGE FROM THE SECRETARY-GENERAl vorapol Socatiyanurak Secretary-General 20T
capital market shall comply with the following rules: (1) being a certified public accountant whose license is still valid; (2) being a leader of an audit firm or equivalent or being a partner of an audit
. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to
ลักษณะที่ส ำคัญ ช่ือกองทุน (ภำษำไทย) : กองทุนเปิดธนชาต อีสทส์ปริง Global Green Energy ช่ือกองทุน (ภำษำอังกฤษ) : Thanachart Eastspring Global Green Energy Fund ช่ือย่อ : T-ES-GGREEN ประเภท : กองทุนรวมตราสารทุนต่างประเทศ ประเภทกองทุนรวมหน่วยลงทุน Feeder Fund อำยุโครงกำร : ไม่ก าหนด จ ำนวนเงินของโครงกำร : 12,000,000,000.00 บาท วันที่ได้รับอนุมัติให้จัดต้ังและจัดกำรกองทุนรวม : 14 สิงหาคม 2563 วันที่จดทะเบียนกองทุนรวม : 1 ธันวาคม 2563 ประเภทและนโยบำยกำรลงทุนของกองทุนรวม 1. ประเภทโครงกำร • กองทุนรวมตร...
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
index level analysis has not been investigated. In Kumar, Page and Splat (2014) the authors identify the challenges to finding a 6 "direct measure of stock-level gambling activities" and we address this
value : 2. Illiquidity ratio : 3. Adjusted zero return measures : Page 14/40 Literature Review (Cont’) 4. Illiquidity ratio is developed on Amihud (2002) : 5. Return reversal measure is proposed by Pastor
) allocate sufficient resources and budget to persons who relate to any operation in compliance with such policy and plan; (2) provide a measure to control and monitor operation under such policy and plan