-General Thirachai Phuvanatnaranubala said: ?It was found that many securities companies had high proportion of proprietary trading during the first half of the year. However, as such trading value was

standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However

execution against related company, (2) high-interest rate loan agreement with related company, (3) other transactions with related company, (4) THL asset management, and (5) THL internal control.  The said

securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and

suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order

channels, and service of high risk or complexed products. The consultation paper is available until January 31, 2014.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and

investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of

underlying shares must have high liquidity. In addition to the existing call DW, issuance and offering of put DW will also be allowed; 4.    Private placement: Since DW is more complicated than other

liquidity for accommodating investment unit redemption. In this regard, such funds will be allowed to invest only in high quality, high liquidity securities and the maturity of all securities in the portfolio

said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria,  all shares having high turnover ratio will be listed on the Turnover List as the limit of