other person(s) or has other person(s) hold on his behalf. 6 In case of complex shareholding structure of the reporter or concert party in a juristic person under Section 258, for example multiple levels
) classification of the investment unit shall contain at least the following details: (a) type of the investment unit, either single or multiple types. In case of classifying the investment unit into multiple types
behalf of other person(s) / Report under Management of Partnership Stakes and Shares of Ministers Act, B.E. 2543 (2000) V. In the case of holding on behalf of other person(s) (please specify the name(s
borrower, etc. In case of a disposition of securities and derivatives, specify the method of such disposition, for example, selling on the Stock Exchange, selling off the Stock Exchange, transferring
made up evidence to camouflage that the person who ordered the trading transactions was the account owner to conceal such trading information from AEC and the regulator2. {C}'s case was deemed a failure
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s
other information contained in such advertisement. In case of specified property fund referred to in (1)(b), the estimated return shall be presented in term of dividend yield; (4) in case of specified
electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information contained in such advertisement. In case of specified property fund
contained in such advertisement. In case of specified property fund referred to in (1)(b), the estimated return shall be presented in term of dividend yield; (4) in case of specified property fund referred to