not required but must complete a derivatives knowledge course. − 4 Passed new curriculum of Certified Financial Planner (CFP).5 − ✓ − − 5 Approved or registered to perform similar duties to investment

, executive or employee of other company that undertakes the business in similar manner or competes with the business of management company except where management company demonstrates that the organizational

’ meeting relating to the consideration of the regulations applied for approval, together with supporting documents, such as regulations of foreign countries governing similar matters. In the case where the

Sale of Green Bond, Social Bond and Sustainability Bond The SEC promotes the issuance and offer for sale of Green Bond, Social Bond and Sustainability Bond. Essentially, these products have similar

versions of Sustainability Bond Guidelines (SBG) by ICMA SUSTAINABLE BOND ISSUANCE GUIDE Both versions are largely similar, with changes to the requirements of green and social projects being reflected in

without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the

: Given over 2,000 million Facebook users worldwide, Libra will likely bring broader impacts. Cross-border fund transfer among individuals will be more efficient and be made instantly, similar to sticker

day and the numbers of bills of other similar restaurants.  In addition, there is a marketing plan to increase customers in order to meet the target. The independent financial advisor had estimated

.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action

Responsible Investment in Practice forum has provided insights on approaches that would be most impactful for the Thai market and we look forward to participating in similar dialogues in the future