, shareholders’ rights and good corporate governance. The project also aims to promote shareholders’ participation in the AGM, and to enhance cooperation and good relationship among entities in the capital market
Investors (I Code) on 23 February 2017. They declared the five commitments for cooperation as follows: Establish a collective framework to drive successful I Code implementation. Develop further guidance and
Investors (I Code) on 23 February 2017. They declared the five commitments for cooperation as follows: Establish a collective framework to drive successful I Code implementation. Develop further guidance and
public or any specific person; (4) any step taken thereafter to rectify, remedy or prevention of recurrence of similar facts or behaviors; (5) level of cooperation of the auditor with the SEC Office or any
structure: (i) That is aimed at cooperation, and (ii) That is clearly aimed at profit or cost-sharing or shares common ownership, control or management, common quality control policies and procedures, common
} as a securities investment consultant for two months, effective since?12 September 2017. In handling these cases, the SEC received KBANK's cooperation in reporting the relevant complaints and
the ASEAN region. The annual AARG meeting provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of
the ASEAN region. The annual AARG meeting provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of
Cooperation (APEC) และตรงกับปีที่สำนักงาน ก.ล.ต. มีอายุครบรอบ 30 ปีอีกด้วยนอกจากนี้ จะก่อให้เกิดประโยชน์ต่าง ๆ โดย (1) แสดงให้เห็นถึงศักยภาพในการแข่งขันของไทยในการเป็นผู้นำของตลาดทุนภูมิภาคและในเวทีสากล และ
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between