Exchange of Thailand The Board of Directors meeting of KGI Securities (Thailand) Plc (“the Company”), No.1/2020, held on 19th February 2020, approved the audited financial statements, including the

1 At JSP 60/07/01 July 5, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance To President The Stock Exchange of Thailand J.S.P. Property Public

1 At JSP 60/07/04 July 19, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance To President The Stock Exchange of Thailand J.S.P. Property Public

analysis for the three-month period ended June 30, 2019 To: Director and Manager of the Stock Exchange of Thailand Referring to the submission of reviewed financial statements for quarter 2/2019 of Wiik

Board No. TorChor 21/2008 re: Related Parties Transaction and the Notification of the Board of Governor of the Securities Exchange of Thailand re: Disclosure of Information and Other Acts of Listed

exchange from the financial institute (Solaris Fund) in the amount of Baht 50.00 million. Therefore, the Company had a balance of short-term bills of exchange with Solaris Fund as of December 31, 2016 in the

period of 2016, the doubtful debts were reversed in the amount of Baht 51.57 million because in 2015 the Company issued short-term bills of exchange to the financial institute (Solaris Fund) as of December

this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers

reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers __________________ By virtue of Section 9 and

this English translation is strictly for reference. 3 Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers