) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing information or details of high-risk or complex capital market products especially details on damage

factors into consideration before communicating with and providing services to clients; (a) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing

factors into consideration before communicating with and providing services to clients; (a) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing

academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 . An executive of any

academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 1 . An executive of any

of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an academic expert

1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...

(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...

้ ขอ 1 ทรัสตอาจกอตั้งขึ้นเพือ่ประโยชนตอการดําเนินธรุกรรมในตลาดทุนดังตอไปนี้ (1) ทรัสตสําหรับการบริหารและจัดการลงทุน (Active trust) ไดแก (ก) การออกตราสารศุกูก (Islamic bond) (ข) การจดัตั้งกอง

Approval of independent professionals Quarter 2/2023   2 Number of active personnel in securities and derivatives businesses 2022   Last updated on 20 September 2023