of an administrative sanction, external experts will be invited to join the committee to ensure that the decision follows international standards of the private sector involved. Additionally, the
taking into account the best interest of unit holders. In addition, the applicant shall comply at least with the following criteria: (1) no reasonable doubt of the applicant’s financial position which may
pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account
or not complying with any significant approval requirements for the offering of trust unit within the period of 5 years before applying for the offering; (2) pose no reasonable doubt to its ability to
. Effective enforcement would increase investor confidence and reduce regulator’s costs in relation to examination for the evidence to prove beyond a reasonable doubt. 3. Class action lawsuits would lower the
since GSTEL is currently in the process of debt restructuring and seeking funds from external source with aim to enhance its balance sheets and improve their financial strength. Thus, the financial
recognition of the expected loss in one of the long-term construction contracts. However, if the Company can control the cost of the construction in this project as per planned or any other external factors
major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information
major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information
เห็นชอบการโอนเงินหรือถอนทรัพย์สินออกจากกองทุน สำหรับกรณีที่นอกเหนือจากวัตถุประสงค์ตามข้อ 1 และ 2 3.2 การกำหนดให้มี external auditor ตรวจสอบทรัพย์สินของกองทุนอย่างน้อยปีละ 1 ครั้ง เพื่อเป็นการยืนยันความ