Mr. Narong Puangpong Mr. Narong Puangpong failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint

consideration of the Court of First Instance. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 11/09/2012

statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 09/11/2012

alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 09/11/2012

the financial statements for the six-month period ended June 30, 2012 with the SEC and the SET within the specified period. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry

Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the

Diamond and Silverline Group Co., Ltd. Diamond and Silverline Group Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official