manager, failed to supervise his subordinates ({B}, {C} and {E}) in performing their duties causing the aforesaid wrongdoings in violation of law on securities and exchange and relevant rules; classified as
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from
exemption from the definition as DA Custodial Wallet Provider would be given to DA issuers who provide custody of self-issued DA for their clients, in line with the intent to supervise DA custodial wallet
Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit (1) the reviewed financial statements for Q4/2012, (2) the audited financial statements for the year 2012, (3) the
Mr. Donald Ian Mcbain Mr. Donald Ian Mcbain, as a director responsible for the operation of K-TECH Construction Public Company Limited (KTECH), failed to supervise KTECH to prepare and submit the
Miss Suttirat Sewee Miss Suttirat Sewee, Director responsible for the operation of Thai Unique Coil Center Public Company Limited (“TUCC”) failed to supervise TUCC to prepare and submit (1) the
crucial step to collect public comments on all fronts for further consideration to ensure that the final amendments would be appropriate and conducive to market advancement and sustainability,? Mr. Rapee
efforts towards the SDGS. It will be a crucial source of data for monitoring and analyzing the country's progress towards these global goals. This progress will thereafter be partially reflected in the
doing, it is crucial for the 585 listed companies to execute serious anti-corruption measures, and the tangible, positive results thereof could set a good example for their peers and other business
characteristics of personnel in the capital market business as well as major shareholder of securities company and derivatives business operator. SEC places a crucial importance on operating business and