responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons

200,000 baht, from annual assessable income as an additional personal income tax allowance However, it is separated from the tax allowance for investing in Super Savings Fund regular, and not subject to

) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading

loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool.  The SEC Board has therefore considered exercising authority within the scope

should remain focused on cyber risk prevention when using personal devices to make transactions, including keeping one’s digital assets in a private wallet. The SEC recommends that service users allow

a capital market information center providing open data and open APIs to public. We put a lot of effort into issues like data governance, handling of personal information, IT security, enhancing

 Bangkok, March 24, 2014 ? The SEC launched ?Financial Literacy in Workplace? Project or ?FL in Workplace? to support employers to organize a learning process in personal finance for their employees

, introduction of professional wealth advisor to provide a service of personal asset allocation and organizing series of financial literacy projects to reach the main targets, e.g. new generation workers in the

committed upon the dishonest misappropriation of the fund for personal gains.   The actions committed by Mr. Chiyachantana and Ms. Hongsri were liable to be the offenses under Section 308, Section 311

company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and