, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
knowledge in investment products among investors while urged intermediaries to be well-prepared. AIs will have more investment choices in more complicated and risky investment products denominated foreign
including knowledge sharing and promotion of environmental, social and governance (ESG)-focused investments, and (5) revision to the types and definitions of investors to be consistent in all notifications
พฤศจิกายน 2566 ณ อาคาร KX Knowledge Xchange ทั้งนี้ คณะกรรมการผู้ทรงคุณวุฒิ ตัดสินรางวัลประเภทนักเรียน/นักศึกษา ประกอบด้วย (1) นางสาวอารีวัลย์ เอี่ยมดิลกวงศ์ ผู้ช่วยเลขาธิการสายกำกับบัญชี ก.ล.ต. (2
January 2024. SEC Secretary-General said: “The SEC highly values our collaboration with the TLCA, which plays a crucial role as a forum for knowledge sharing and exchange of ideas among listed
/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
place for the nomination and development of the chief executive officer and key executives to ensure that they possess the knowledge, skills, experience, and characteristics necessary for the company to
intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create their own financial well-being beyond retirement
Accelerated Climate Transitions Programme, which support knowledge and expertise sharing and regular practices on financial technology and sustainable finance. Ms. Ruenvadee Suwanmongkol, Secretary-General of
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in