ลูกค้าที่อยู่ภายใต้การดูแลรักษาของผู้ประกอบธุรกิจ (13)  การให้ความร่วมมือกับหน่วยงานกำกับดูแล (relations with regulators) ผู้ประกอบธุรกิจต้องให้ความร่วม

is recognised with the European Union (“EU”), World Bank, and audit regulators in ASEAN countries. In addition, the SEC was accepted as a Member of the International Forum of Independent Audit

ambi- tious undertaking for a region as diverse as Asia. It was a collective effort by Asian policymakers, regulators, and regional and international experts to agree on policy priorities and

this report companies on the Thai Stock Exchange and recommendations on policy actions of Thai regulators in this report will ensure that ESG reporting among companies in the Thai capital market remains

International Forum of Independent Audit Regulators (IFIAR) หรือ European Commission (EC) (ข) ผู้สอบบัญชีต่างประเทศที่อยู่ภายใต้การกำกับดูแลของหน่วยงานอิสระที่ ทำหน้าที่กำกับดูแลผู้สอบบัญชีในประเทศที่ได้รับผลการ

AGENCIES INTRODUCTION In 1 The IOSCO CRA Principles were designed to be a useful tool for securities regulators, credit rating operate and the manner in which opinions of CRAs should be used by market

rules agreed upon among the relevant regulators of the participating economies.    Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC") The MOC is

inclusive value chains The SEC Thailand hosts the 48th IOSCO Annual Meeting – a forum for substantive discussions and cooperation among global capital market regulators, followed by the SEC Thailand Public

audit firm. - 9) Result of Working Paper and the Audit Quality Control System Examination Prepared by Foreign Audit Regulators, Agencies issuing Licence of Public Accounting Professions in Foreign

demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS ( issued by CIS Operator ) 9. A fee of THB100,000 (VAT exclusive) payable in the form of