applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then 11 As added by the Notification of the Securities and Exchange
; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for
are made directly to financial data through means other than application transactions. Systems are not adequately configured or updated to restrict system access to properly authorized and appropriate
. Right to erasure: You have the right to request the SEC Office erase your data for certain reasons. Right to restriction of processing: You have the right to restrict the use of your personal data for
the list of business participants in the Public Empowerment through Capital Market Knowledge Initiative in Q1/2024 SEC collaborates with government agencies to restrict access to unlicensed digital
ลงทุนทั่วไป (“retail MF”) โดยกําหนดใหกระจายตัวการลงทุนในผูออกหลายราย (“single entity limit”) มากยิ่งขึ้น เพื่อชวยใหผูลงทุน สามารถลดความเสี่ยงในภาพรวมของการลงทุนได และเทียบเคียงไดกับมาตรฐานสากลมาก
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
แย้งทางผลประโยชน์ (โปรดส่งวิธีการตรวจสอบให้พิจารณาเพิ่มเติม) 3.2 หลักเกณฑ์ / วิธีการส่งคำสั่งซื้อขายหลักทรัพย์ 1. หลักเกณฑ์ในการส่งคำสั่ง ประเภท หลักเกณฑ์การส่งคำสั่ง ☐ ตราสารทุน limit price best
considering income and ability to repay. After adjusting, there was an increase of quality customers as well as the average credit limit per person raised since the first quarter of 2018. 1Q/2018 2Q/2018 3Q