arrange a contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
client’s securities held under the name of a derivatives broker as a result of client’s default pursuant from derivatives transaction. Clause 2. Derivatives broker shall arrange a contract or an agreement in
Province 73210, has considered and resolved to approve the Company’s execution of transactions with the connected persons as per the following details: The Board of Directors has resolved to grant approval
must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the Partial Repayment, the Company’s outstanding debt owed to ACO I will
Company Limited) (Enclosure 3), e.g. the Company must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the Partial Repayment, the
of conduct specified by the SEC Office, or by the Association of Investment Management Companies with approval of the SEC Office; (3) the professional ethics and standards specified by the Association
share through Aeroklas Co., Ltd. (“ARK”)), had signed on share sale agreement to acquires with 100% of Flexiglass Challenge Pty. Ltd. (Flexiglass), from Fleetwood Corporation Limited (Fleetwood) at
Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct ______________________ Currently, each securities company undertakes various categories of securities businesses but
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the