announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed
will be announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already
Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the
consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
. 2559 (2016). The Settlement Committee will consider a fine penalty on Mr. King in due course. Meanwhile, due to his deficiencies in duty performance, Mr. King is liable to have prohibited
shall be subject to the punishments under Section 300 of the SEA. In this regard, the SEC shall consider further legal action in due course. _____________________ Related press releases: 1. SEC News
aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the
normal course of gold future brokerage with benefits from trading fees by soliciting the public to invest in gold futures, providing investment information and calculation methods for returns, and