characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities

pay 500,000 baht, and (13) Praphol to pay 22,782,360 baht. In addition, the civil sanctions have caused 12 ordinary person offenders to have untrustworthy characteristics of director or executive of

take further action in accordance with the law.   The criminal complaint inures that the accused is considered to be untrustworthy characteristics of the securities issuing companies and listed

with the DSI for further proceedings.Because of the criminal complaint, Mr. Konoshita is liable to having untrustworthy characteristics as director and executive of any issuers and listed companies in

would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as

compliance or exploit investors ? and integrity of directors and executives who must not have any prohibited characteristics.? The proposed rules also specify the qualifications of ICO portals whose roles are

23 offenders are deemed to have untrustworthy characteristics of director or executive of any securities issuing company and listed company. ___________________________ * Pursuant to the

) (SEA).  The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and

files criminal complaint on the grounds of suspicious disclosure of false information and/or embezzling or siphoning, shall be deemed to have untrustworthy characteristics under Clause 3 in conjunction

. TorLorThor. 3/2555 and were the 3rd category prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor