received and keep the general public from realizing of such obligation. The above offences were in violation of Section 307, 311, 312(1)(2)(3) and 313 of the Securities and Exchange Act of 1992 in several

statements or nature of business opreation woud be subject to cash balance trading, symbolized by te ?C? sign.Investors are advised not only to keep abreast of the important information disclosed by listed

.___________________________Remark:Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to

three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives

keep their B3,013 million of benefits in the system accounted for a 11.3% and 20.9% surge of members and benefits, respectively, over year-end 2010. This is a good sign showing that members give priority

day.The SEC had continually coordinated with the SET and TFEX to keep abreast of the volatility of shares and commodity prices on that day.  Once such incident occurred, the SEC coordinated with the SET and

efficiency of the Thai capital market. Meanwhile, the SEC will keep the industry updated on the progress of the Implementation Plan on a regular basis.ASCO Chairperson Pattera Dilokrungthirapop said, ?We are

market investment consultant of Finansia Syrus Securities Plc.The SEC found from its routine inspection that {A} frequently failed to keep records of his advice and clients' securities trading orders.  He

disclose information equally in addition to the management of new generations. It is therefore the challenge of the business sector on how to adapt itself to keep businesses growing and to survive

SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep