securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through
decreased of Baht 89.39 million or 68% mainly from:- Fee and service income decreased of Baht 21.58 million from mutual fund and private fund managements fee from Solaris Asset Management Company Limited
second quarter of the previous year, mainly due to a decrease in activity by local retail investors. 1.2 Fee and Service income The Company’s fee and service income in the second quarter of 2019 was Baht
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
strategically located in Ain Sokhna free trade zone, North West of the Gulf of Suez and thus providing logistical advantage when sourcing feedstock and delivering end products in key markets, domestically and
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
advantage of the auditor?s report before making investment decisions and be able to apply it appropriately for stakeholders? best interest and the sustainable development of the reilable financial reporting
misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has