Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and
importance of strengthening capital to be in accordance with the Basel regulatory reforms. Close monitoring and consideration of the relevant criteria and impacts have been jointly undertaken with the Bank of
track : Observation = 10 days if the terms and conditions are in line with the sample form provided by the SEC. = 30 days if the terms and conditions are different from the sample
+ considering the application - - 15 days for the consideration. Fast track: Observation = 10 days if the terms and conditions are in line with the sample form provided by the SEC. = 30 days if the terms and
include: land, hotel, Observation Deck, Retail Cube Building, sculptures and painting, the licenses and contract which are relevant to the operation of PP1 (Hotel) and PP3 (Observation Deck and Retail Cube
°“√°”°—∫¥Ÿ·≈„π≈—°…≥–¢Õß°“√µ√«® Õ∫°“√ («—µ∂ÿª√– ߧå∑’Ë 1) 27 ´◊ÈÕ¢“¬µ√“ “√Àπ’È (market surveillance) ¬—ß¡’‰¡à¡“°π—° ¥—ßπ—Èπ °“√„Àâ Thai BDC ‡æ‘Ë¡∫∑∫“∑„π ¥â“π market surveillance √«¡∑—Èß °“√æ—≤π“°“√„Àâ∫√‘°“√‡°’Ë
principles and guidelines for policy making, from investment decision-making to close monitoring of invested companies. Fund managers can also contribute by improving monitoring measures or teaming up with
on corporate governance principles. This includes management of investment money, performance monitoring of target listed companies, preparation and disclosure of responsible investment policy, strict
) Improving the Data Environment: ESG disclosure which has quality in accordance with international disclosure standards is crucial for making and monitoring financial decisions, as well as devising financial
with international standards 2. Auditor supervision 3. Monitoring on financial report of entities in capital market The SEC requires preparation and disclosure of financial information in the