the SEC Office according to the form provided on the SEC Office’s website: (1) a report on appointment of manager of infrastructure fund at least fourteen days prior to the appointment; (2) a report on
supplementary documents for registration as prescribed by the law governing such category of asset. Clause 3. The securities registrar shall have a service contract with clients available in at least two copies
Kong covered fund in Thailand, the company shall notify such matter at least three months in advance unless the cessation of the offering is due to a merger or termination of the fund in Hong Kong, in
Hong Kong no longer wishes to offer a Hong Kong covered fund in Thailand, the company shall notify such matter at least three months in advance unless the cessation of the offering is due to a merger or
resolves clearly specifying offer price with an advance notice sent at least 14 days prior through SETLink, and the meeting notice contains all required particulars in compliance with the Notification of the
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
fund in accordance with the notification on investment, the prospectus thereof shall have at least the information on the date of approval to establish the mutual fund and the fact sheet of the fund
first time, such appraisal company shall submit an application in respect of its personnel to be lead appraiser at least 2 persons as well. Clause 7 The appraisal company submitting the application as
committee via other method and the meeting can be start sooner than mentioned above. If at least two committees requested for a meeting, the chairman should take any action to have such meeting to be held
directors and containing at least details as specified in the provisions under Clause 8. The policy shall be reviewed on its efficiency and appropriateness at least once a year or promptly upon occurrence of